RALPH E. ROUGHTON, M.D.

 

1175 PEACHTREE STREET

ATLANTA, GEORGIA 30361

 

(404) 892‑7561

 

2 October 1999

 

To the Criminal Court of Tampere, Finland

In the Case of Eerola v. Stålström

 

Your Honor,

 

I have been asked to provide information and a perspective on the current understanding

of homosexuality in the American Psychoanalytic Association and, specifically, to address the

question of whether the works of Irving Bieber and Charles Socarides represent the prevailing

scientific views on homosexuality among psychoanalysts in the United States. I will not comment

on the work of Warren Gadpaille, which appears in a textbook of psychiatry; he does not speak

or write for psychoanalytic audiences.

 

First, let me identify myself and my credentials. I am Clinical Professor of Psychiatry at

the Emory University Department of Psychiatry and Behavioral Science in Atlanta, Georgia.

I am a Training and Supervising Psychoanalyst and a Teaching Psychoanalyst in the Emory University

Psychoanalytic Institute, and I served as the Director of that Institute from 1986 to 1991.

 

1 am a member of the American Psychoanalytic Association and have served on its

Executive Council, the Board on Professional Standards, the Task Force on Certification and

Membership, the Committee on New Training Facilities, and am currently a member of the

Program Committee. I have been a member of the Editorial Boards of the Journal of the

American Psychoanalytic Association and of the third edition (1990) of the glossary,

Psychoanalytic Terms and Concepts, both published by the American Psychoanalytic Association.

 

In 1992 1 was asked by the President of the American Psychoanalytic Association to

organize a Committee on Issues of Homosexuality, its mission being to facilitate and integrate

changes resulting from the Association's new policy that protected homosexual men and women

from discrimination in the selection of psychoanalytic candidates, teaching faculty, and training

and supervising psychoanalysts. I served as Chair of that committee from 1992 to 1998. One of

my activities was visiting the affiliated training institutes to discuss with their faculties the newer

thinking about homosexuality and to advise them on revising their curriculum on the subject.

 

I have presented numerous papers on homosexuality at local, national, and international

psychoanalytic meetings. My paper, "Four Men in Treatment‑ An Evolving Clinical Perspective

on Homosexuality, 1965 to 1998," received the Award for Outstanding Contribution to the

Psychoanalytic Literature on Homosexuality, given by the American Psychoanalytic Association

in 1998. In July 1999, at the Congress of the International Psychoanalytical Association in

Santiago, Chile, I presented a paper, "Separating Sexual Orientation and Psychopathology."

 

I am also a member of the International Psychoanalytical Association. From 1996 to 1999

I was an elected representative from the American Psychoanalytic Association to the House of

Delegates of the International Psychoanalytical Association, where I was successful in getting a

favorable vote opposing discrimination against homosexual men and women in the selection of

psychoanalytic candidates, faculty members, and training and supervising analysts. I have given

this much detail about my professional activities to show my central involvement in psychoanalytic

organizations, including but not limited to issues surrounding homosexuality.

 

In responding to questions about the prevailing theoretical position on homosexuality in

American psychoanalysis, however, I want to clarify the important point that, although the

American Psychoanalytic Association has adopted official positions with regard to discrimination

and civil rights, it does not take an official position on the theoretical understanding of any issue.

It is an organization that promotes open discussions, encourages exploration of various points of

view on controversial topics, and allows the free marketplace of ideas to determine which theories

gain acceptance and which ones fade into obscurity. We believe that protecting hallowed dogma

from criticism leads to stagnation, not progress.

 

So the questions must be addressed not from official endorsement but from assessment of

the shifting trends of acceptance and usefulness. It is my considered opinion, from my vantage

point in the American Psychoanalytic Association and from discussing the subject of

homosexuality widely with colleagues across our country, that the theoretical and clinical

positions on homosexuality promoted by Irving Bieber and Charles Socarides have largely faded

into obscurity among psychoanalysts in the United States. I would estimate that this has been a

definite and accelerating trend over the past twenty years.

 

Dr. Bieber is no longer living, and his last significant contribution to the literature on the

 subject was in 1965, with a slight modification in a review in 1976. Although Dr. Socarides

still remains a member and attends meetings of the American Psychoanalytic Association, and

although he conducts an ongoing discussion group on the perversions (one of 92 discussion

groups at a recent meeting), his last publication in a peer‑reviewed psychoanalytic journal that I

am aware of was in 1973. It is true that he has published articles in other, non‑psychoanalytic

journals and several books since that time, but none of those would have gone through editorial

review by psychoanalytic peers.

 

Since there is no official position on the theories of Bieber and Socarides in the American

Psychoanalytic Association, what other means of judging their influence do we have? A salient

question would be whether their ideas are still being taught to psychoanalytic candidates in our

training institutes. The answer is no. The Committee on Issues of Homosexuality held a

Workshop on Curriculum for institute representatives in May 1999, at which the reading lists

from various institutes were surveyed for the courses being taught on homosexuality. Not one of

them used readings by either Bieber or Socarides. Any mention of their work was for the purpose

of contrasting it as outmoded in comparison with newer perspectives.

 

The American Psychoanalytic Association has commissioned a vast study by its

Committee on Scientific Activities of the scientific validity of the literature on homosexuality.

The list of references alone is 69 pages long. The report, which will be published as a book next

year by the University of Chicago Press, differs sharply with both Bieber and Socarides on their

claims about homosexuality and psychopathology and about the efficacy of attempts to change

sexual orientation. The report strongly asserts that sexual orientation and mental health are

independent dimensions (Cohler, in press).

 

Another indication of Dr. Socarides' influence in American psychoanalysis would be his

relationship to psychoanalytic organizations. First, he does not hold a faculty appointment in any

of the affiliated training institutes. Second, he has lost every battle that he has fought in his

persistent attempts to block the acceptance of homosexual analysts. He was unsuccessful in

trying to defeat the Non‑Discrimination Policy Statement in 1991‑92. His attempt to modify the

policy in a subsequent meeting was also resoundingly defeated. Third, in 1996 the Executive

Committee of the American Psychoanalytic Association found it necessary to have its attorney

warn Dr. Socarides to stop misrepresenting its position with regard to homosexuality. This letter

included a threat of legal action if he persisted in presenting his theory as though it were the

official position of the American Psychoanalytic Association (Letter to Charles W. Socarides,

April 11, 1996 from JoAnn E. Macbeth, attorney for the American Psychoanalytic Association;

also see "Executive Committee Supports Committee on Homosexual Issues,"  The American

Psychoanalyst (1997) 31(2):p.2) and "Report to Board and Council" from the Committee on

Issues of Homosexuality, May 1996.

 

Although these are in a sense political rather than scientific controversies, the positions

taken do reflect one's understanding of homosexuality. Dr. Socarides' positions are based on the

belief that "The homosexual, no matter his or her level of adaptation and functioning in other

areas of life, is severely handicapped in the most vital area ‑‑ interpersonal relations" (1993, p. 3).

Such statements and the basis for his opposition to accepting homosexual men and women as

psychoanalysts. The members of the American Psychoanalytic Association have clearly rejected

that basic idea in their votes on the non‑discrimination position.

 

Following his diminished influence in the psychoanalytic world, Dr. Socarides became one

of the founders and serves as the President of the National Association for Research and Therapy

of Homosexuality (NARTH). Members include a few psychoanalysts but mostly therapists and

counselors, and the organization seems to appeal more to the religious "ex‑gay" movement than

to psychoanalytic thinkers. In addition, Dr. Socarides has given depositions in several court trials,

lending his support to those who seek to limit the civil rights of homosexual citizens and to retain

laws making sodomy a crime. This puts him in the rather odd position of claiming that

homosexual individuals are sick and, at the same time, that they should be subject to arrest and

imprisonment for acting on this "sickness." In addition to his increasingly shrill newspaper articles

opposing what he calls the "gay activist movement" and warning that "they" are destroying

civilization, his 1995 book, Homosexuality: A Freedom Too Far, written for the lay public,

I would categorize as a vicious, anti‑homosexual diatribe.

 

Dr. Socarides had a large influence on psychoanalytic thinking about homosexuality in the

1970's and early 1980's. In my opinion, that influence hardly exists anymore except with a

small and diminishing group of followers. As I understand it, that change has resulted (1) from his

scientific ideas not holding up under the challenge of the new openness with which psychoanalysts

are examining the validity of older ideas about homosexuality; and (2) from the negative effect of

the anti‑homosexual political positions he has pursued within the American Psychoanalytic

Association, in the judicial system, and in the news media.

 

From my perspective as one who has held both elected and appointed leadership positions

within the American Psychoanalytic Association, it is my considered opinion that Irving Bieber's

work is remembered as an outmoded and misguided bit of history and that Charles Socarides'

reputation as a psychoanalyst has been destroyed by his own actions. Most psychoanalysts in the

United States today regard Dr. Socarides' theoretical ideas as unreliable, unsubstantiated, and

invalid in the light of current knowledge; and most psychoanalysts who have followed his

anti‑homosexual political activities regard those actions with scorn if not outright contempt.

 

I hope that this information and my perspective will prove useful in the case under

consideration. If I can be of any further assistance, I will be happy to do so.

 

Sincerely,

Ralph Roughton, M.D.

 

REFERENCES:

 

Bieber, 1. (1965). Clinical aspects of male homosexuality. In Sexual Inversion: The

 Multiple Roots of Homosexuality, J.   Marmor, ed. New York: Basic Books, pp. 248‑267.

 

Bieber, 1. (1973). A discussion of "Homosexuality: the ethical challenge," Journal of

Consulting and Clinical Psychology, 44:163 ‑166.

 

Cohler, B. (2000). Sexual Identity and Life‑Course: Implications for Psychoanalytic

Study and Intervention. Chicago: Univ. of Chicago Press, in press.

 

Socarides, C. (1973). Sexual perversion and the fear of engulfment.  Int. J Psychoanal.,

51:341‑349.

 

Socarides, C. (1993). Affidavit of Charles W. Socarides, M.D. District Court, City and

County of Denver, Colorado. Case No. 92 CV 7223. Evans versus Romer. Also in Sexual

politics and scientific logic: the issue of homosexuality. J. of Psychohistory, 19:307‑329.

 

Socarides, C. (1995). Homosexuality: A Freedom Too Far. A Psychoanalyst Answers

1000 Questions About Causes and Cure and the Impact of the Gay Rights Movement on

American Society. Phoenix, AR: Adam Margrave Books.